Careers

Experiences

Industries

Offices

Our Firm

Pages

Our People

Updates

Practices

Warner Norcross + Judd LLP is a corporate law firm with over 230 attorneys serving clients in nine offices throughout Michigan. Among the largest law firms in Michigan, Warner works in virtually all areas of business law.

Michigan Law Firm - Warner Norcross + Judd LLP

Linda Paullin-Hebden, partner and co-chair of the firm’s Mergers and Acquisitions Practice Group, brings us today’s&nbsp;<em>Legally Speaking: Broker-dealer and Investment Adviser Industry Insights&nbsp;</em>vlog on the topic of client consent in M&amp;A transactions. A significant aspect of Linda’s practice includes representing registered investment advisers and broker-dealers in the sale of their businesses or the purchase of another business. However, in this highly regulated space, there are additional requirements that must be completed before the sale. One of those requirements is obtaining client consent – either written or implied. Client contracts requiring written consent may pose issues to completing a sale. Linda walks us through the differences between written and implied consent, how to obtain written consent and how to structure client contracts to minimize potential delays for future M&amp;A opportunities.

core/paragraph

RIA: Client Consent in M&A Transactions

acf/custom-media

Look for additional Warner vlog recordings in the near future from Warner’s Funds and Investments Industry Group.

Legally Speaking: Broker-dealer and Investment Adviser Industry Insights

Funds and Investments

Partner

Linda Paullin-Hebden

Corporate

Mergers and Acquisitions

Warner Norcross + Judd LLP is responsible for the contents of our advertising and this website. Please read our full <a href="/privacy-policy/" aria-label="see privacy policy">privacy policy</a> available on our website. If you have any questions or comments about our website or our Privacy Policy please contact us at <a href="mailto:info@wnj.com">info@wnj.com</a> or 616.752.2000. 

RIA: Client Consent in M&A Transactions

professionals