Skip to Main Content
Events
Events | May 8, 2018
1 minute read

Chief Compliance Officer Roundtable Series – May 8, 2019

Hosted By: Warner

Location: The Skyline Club, 2000 Town Center, Ste. 2800, Southfield, MI 48075

You’re invited to join the Warner Norcross + Judd Chief Compliance Officer Roundtable, where we'll exchange information, ideas and best practices relevant to chief compliance officers. The roundtable will focus on “OCIE Inspection Focus: Retail Customers, Seniors and Those Saving for Retirement.” This meeting includes a facilitated discussion, best practice and/or informational presentations and networking.

Participants must be chief compliance officers or have equivalent responsibilities to attend.

OCIE Inspection Focus: Retail Customers, Senior and Those Saving for Retirement

7:30 am    Registration/Continental Breakfast
7:45 am    Roundtable/Best Practices
8:15 am    Presentation
9:00 am    Wrap Up/Conclusion