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Warner Norcross + Judd LLP is a corporate law firm with over 230 attorneys serving clients in nine offices throughout Michigan. Among the largest law firms in Michigan, Warner works in virtually all areas of business law.

Michigan Law Firm - Warner Norcross + Judd LLP

Friday, September 20, 2024 8:00 a.m. – 5:00 p.m. ET

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In-person Event Wayne State University Law School 471 West Palmer Ave. Detroit, MI 48202

The Midwest Securities Law Institute is a one-day seminar for practicing attorneys, corporate counsel, compliance officers, arbitrators, financial industry professionals and law students to examine current issues in securities regulation. Participants will receive updates from the Securities and Exchange Commission and the Michigan Department of Licensing and Regulatory Affairs and hear from leading experts in securities law and securities litigation.

Warner attorney <a href="https://www.wnj.com/people/shane-b-hansen/">Shane Hanse</a><a href="https://www.wnj.com/people/shane-b-hansen/" target="_blank" rel="noreferrer noopener">n</a> will moderate the panel discussion “Off Channel Communication and REG BI and other Hot Topics – Views from both a Regulator and Compliance Officer.” Joining Hansen in the discussion are:

Joe Borg, former director, Alabama Securities Commission

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Chad Hartwick, director of compliance, Comply.com

Susan Weis, division of examinations, Securities and Exchange Commission

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Hansen’s 40-year law practice concentrates on financial services regulation, primarily involving federal and state securities and banking laws, and FINRA regulation of member broker-dealers and their registered professionals. He advises broker-dealers, investment advisers, private fund advisers, M&amp;A brokers, banks and family offices on a wide range of business, corporate, contract, compliance and regulatory topics.

Held at the Wayne State University Law School, this event includes breakfast, lunch, refreshments and a happy hour reception. For more information, please click <a href="https://www.eventbrite.com/e/2024-midwest-securities-law-institute-tickets-970945633527">her</a><a href="https://www.eventbrite.com/e/2024-midwest-securities-law-institute-tickets-970945633527" target="_blank" rel="noreferrer noopener">e</a>.&nbsp;

Compliance Consulting Support

Funds and Investments

Private Client and Family Office

Of Counsel

Shane B. Hansen

Corporate

Cybersecurity and Privacy

Data Analytics and eDiscovery

Family Business and Succession Planning

Family Office Representation

Litigation and Dispute Resolution

Mergers and Acquisitions

Probate Litigation

Regulatory and Compliance

Securities and Corporate Governance

2024 Midwest Securities Law Institute

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