Our depth of expertise in securities litigation and securities loss prevention/compliance is extensive. Members of our firm have served as federal and state government securities regulators and serve on federal and state advisory committees and boards. They also regularly speak at securities-related seminars and give compliance/litigation avoidance presentations.

Customer Arbitrations and Lawsuits

Our solutions for clients include successful defense against investor claims brought in FINRA arbitrations, alternative arbitration forums, federal and state court actions, related facilitative mediations and class actions. Though most securities cases are either dismissed or settled, we regularly step into the ring to try cases in arbitrations. This experience separates us from many securities lawyers and brings credibility to any tussle we are in. We regularly get securities claims dismissed from federal or state court, compel arbitration in appropriate circumstances, have handled multi-million dollar arbitration claims, getting them dismissed after trying the cases on the merits or, when appropriate, filing dispositive motions.